Setrega for efficient day-to-day compliance workflow automation!
Compliance can be tiresome, expensive, and, if not adhered to, can cause reputational damages! New regulations are emerging every day to further investor protection and to restrict the unregulated business process. Financial institutions require end-to-end automation of internal and external compliance processes to identify risk associated with compliance through the centralized and secured tracking process.
Setrega, an end-to-end compliance automation platform, can simplify, strengthen, and govern the financial firm's internal/external compliance process and ensure all required compliance adherence across the organization.
Setrega helps to avoid non-compliance penalties by tracking the company's statutory and regulatory compliance. It also supports any origin of compliance, whether it may be regulatory specific (SEBI, NSE, BSE, etc.) or any audit types (Special, Internal, external, etc.).
- What sets us apart
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- Automate the compliance process tracking & controlling —from documentation to planning, scheduling, reporting, mitigation, and audit for the enterprise.
- Customize any compliance initiative or process for any size business entity
- By centrally organizing, tracking and coordinating compliance activities with schedules and history, Setrega enables easier regulatory reporting and controls the risks related to non-compliance
- Be audit-ready at all times with a single secure repository for all compliance data, documents, evidence, schedules, and history.
- Prior Identification of non-compliance and real-time alerting / notifications
- Accessing and sharing any regulatory texts/documents throughout the organization and streamlining compliance efforts by identifying new or updated regulatory obligations
- Key Features
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End-to-end compliance process automation
Compliance calendar & reminders
Role-based approval workflow management
Compliance document repository
Customizable management dashboards
Compliance insights and intelligence
Centralized secured compliance tracking
Real-time alerts, notification and compliance updates
Speech-to-text integration
Audit trail & consolidated reporting
- Benefits
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Centralized, access-controlled dashboard
for monitoring the status of compliance workflows for the compliance teams, and the management
Real-time compliance status
on department-level, user-level, enterprise-level in a single window
Empowering transparency and investor confidence
by ensuring compliance at all levels with evident list of non-compliance
Scalable with the evolving regulatory changes
by staying updated on multiple regulations and the velocity of regulatory change
Minimizes the cost of compliance
by rationalizing controls and generating reports/documents as per the requirements
Avoid the risk of non-compliance
penalties, and reputational damage with timely insights on compliance readiness at each department level
Improve business performance and decision-making
through a unified and real-time view of the overall organization’s compliance status
Simpler, Faster, Collaborative & User-Friendly approach
to implement & track both internal and external compliance
- Supporting Regulations
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